Advisory Services

Legal Services

Many firms think they have their legal requirements covered. However, technology is ever-changing and complex, so details can get lost in translation. Our lawyers have extensive knowledge of the technologies pertinent to our financial community as well as the legal frameworks that try and govern it. Based in New York and UK, they are ready to assist you.

Operational Resilience

The Operational Resilience Framework policy statements published by UK regulators challenge firms to ensure they can withstand and quickly recover from disruptive events such as cyberattack, supply-chain failures and other operation risks.  Firms are required to ensure their important business services are resilient by March 2025.  Our experts help clients assess and build resilience to meet this regulatory priority.

Regulatory Risk

Regulatory risk has become an increasingly important consideration for financial institutions, as the regulatory environment has become more complex and the penalties for non-compliance have become more severe.

RocketFin will ensure you stay up-to-date with regulatory changes and updates, and ensure that your systems and processes are aligned with regulatory requirements.

Technology Risk

Our Technology Risk Advisory Services offer tailored solutions to help manage the risks associated with technology in modern business operations. Our team of experts work with you to identify potential vulnerabilities and develop strategies to mitigate them, ensuring that your technology systems are secure, reliable, and compliant with industry regulations. Our services include code audits, development lifecycle reviews, architecture reviews, and technology due diligence reviews.